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  • Legal Shorts 17.05.18 including FCA policy statement on retiring FG12/15 and FG14/1

    Legal Shorts 17.05.18 including FCA policy statement on retiring FG12/15 and FG14/1

    Published: 18 May 2018

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.   Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com FCA policy statement on retiring FG12/15 and FG14/1 The FCA has publi...

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  • Legal Shorts 11.05.18 including ICO expands its GDPR guidance on accountability and governance and security

    Legal Shorts 11.05.18 including ICO expands its GDPR guidance on accountability and governance and security

    Published: 11 May 2018

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.   Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com _____________________________________________________________ ICO exp...

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  • Legal Shorts 27.04.18 including ISDA publishes guide to navigating derivatives trading on US/EU trading venues

    Legal Shorts 27.04.18 including ISDA publishes guide to navigating derivatives trading on US/EU trading venues

    Published: 27 Apr 2018

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.   020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com ________________________________________________________________ ISDA publishes guide t...

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  • Legal Shorts 20.04.18 including ISDA publishes fact sheet on preparation for initial margin regulatory requirements

    Legal Shorts 20.04.18 including ISDA publishes fact sheet on preparation for initial margin regulatory requirements

    Published: 20 Apr 2018

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers. Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com ________________________________________ ISDA publishes fact sheet on preparation...

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  • Legal Shorts 06.04.18 including BOE speech on internal FinTech initiatives

    Legal Shorts 06.04.18 including BOE speech on internal FinTech initiatives

    Published: 06 Apr 2018

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.   Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com ________________________________________ FCA guidance consultation on...

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  • Legal Shorts 23.03.18 including FATF report to G20 ministers and central bank governors 

    Legal Shorts 23.03.18 including FATF report to G20 ministers and central bank governors 

    Published: 23 Mar 2018

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.   Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com ________________________________________ ESMA speech on Brexit, trans...

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  • Legal Shorts 09.03.18 including FCA update on LEIs under MiFID II and FCA speech on MiFID II implementation

    Legal Shorts 09.03.18 including FCA update on LEIs under MiFID II and FCA speech on MiFID II implementation

    Published: 09 Mar 2018

    FCA update on LEIs under MiFID II The FCA recently updated its webpage for firms subject to transaction reporting obligations under MiFID II and MiFIR.  The FCA refers to a statement issued by ESMA in December 2017 and explains that the approach described in this requires the FCA to amend the LEI validation rule in the its market data processor (MDP). The FCA had confirmed that no change wo...

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  • Legal Shorts 02.03.18 including GDPR and data protection reform

    Legal Shorts 02.03.18 including GDPR and data protection reform

    Published: 02 Mar 2018

    ICO Podcast Our podcast on ICOs will be available online on our website at: www.cummingslaw.com. This podcast is the first in a two-part series discussing ICOs.  If you would like further information about ICOs and the work that Cummings Law are doing in this area, please e-mail Claire Cummings at claire.cummings@cummingslaw.com. ________________________________________ GDPR and data pr...

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