• News

Recent News From Cummings Law Ltd

  • Legal Shorts 27.10.17 including MiFID II: ESMA agrees FCA position limits and MiFID II: ESMA publishes responses to consultation on suitability requirements

    Legal Shorts 27.10.17 including MiFID II: ESMA agrees FCA position limits and MiFID II: ESMA publishes responses to consultation on suitability requirements

    Published: 27 Oct 2017

    ________________________________________ Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.  Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com ______________________________________...

    Read More

  • Legal Shorts 20.10.17 including FCA launches asset management authorisation hub and ESMA launches MiFID II and MAR data system

    Legal Shorts 20.10.17 including FCA launches asset management authorisation hub and ESMA launches MiFID II and MAR data system

    Published: 20 Oct 2017

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.  Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com ________________________________________ FCA launches asset management authori...

    Read More

  • Legal Shorts 06.10.17 including FCA speech on investment and asset management regulation

    Legal Shorts 06.10.17 including FCA speech on investment and asset management regulation

    Published: 06 Oct 2017

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.   Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com FCA speech on investment and asset management regulation The FCA h...

    Read More

  • Legal Shorts 15.09.17 including HMRC: guidance on the office of failing to prevent facilitation of tax evasion

    Legal Shorts 15.09.17 including HMRC: guidance on the office of failing to prevent facilitation of tax evasion

    Published: 15 Sep 2017

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.   Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com HMRC:  guidance on the office of failing to prevent facilitation...

    Read More

  • Legal Shorts 08.09.17 including event in New York and MiFID II: AFME opinion on share trading obligation

    Legal Shorts 08.09.17 including event in New York and MiFID II: AFME opinion on share trading obligation

    Published: 08 Sep 2017

    Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com EVENT IN NEW YORK Claire Cummings will be speaking at a panel discussion in the US on ‘Differences in Marketing to US and UK Investors’ to be held jointly by Cummings, Portman Compliance, Alston & Bird, Adherence, LLC and Peregrine Communications. The event will be held at the offices of Alston & Bir...

    Read More

  • Legal Shorts 01.09.17 including MiFID II: New FCA webpage on position limits for commodity derivatives and MiFID II: EC adopts Delegated Regulation amending SI definition

    Legal Shorts 01.09.17 including MiFID II: New FCA webpage on position limits for commodity derivatives and MiFID II: EC adopts Delegated Regulation amending SI definition

    Published: 01 Sep 2017

    Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com MiFID II: New FCA webpage on position limits for commodity derivatives The FCA has published a new webpage on position limits for commodity derivative contracts under MiFID II. The webpage lists the commodity derivative contracts that the FCA has currently identified as trading on a UK trading venue which, f...

    Read More

  • Legal Shorts 25.08.17 including Brexit update and EC consults on removing barriers to post-trade services as part of CMU

    Legal Shorts 25.08.17 including Brexit update and EC consults on removing barriers to post-trade services as part of CMU

    Published: 25 Aug 2017

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.   Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com Brexit update ISDA has published a position paper on Brexit, CCP l...

    Read More

  • Legal Shorts 18.08.17 including Brexit update and MiFID II: ESMA publishes responses to its consultation on trading obligations

    Legal Shorts 18.08.17 including Brexit update and MiFID II: ESMA publishes responses to its consultation on trading obligations

    Published: 18 Aug 2017

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.   Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com Brexit update The European Central Bank has published the transcri...

    Read More

Find a Global Law Expert

Awards

Since 2010, the Global Law Experts annual awards have been celebrating excellence, innovation and performance across the legal communities from around the world.

Sign up for the latest legal briefing and news within Global Law Experts community, as well as a whole host of features, editorial and conference updates direct to your email inbox.

Naturally you can unsubscribe at anytime.