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  • Legal Shorts 17.11.17 including MiFID II Event and MiFID II: ESMA clarifies trading obligation for shares

    Legal Shorts 17.11.17 including MiFID II Event and MiFID II: ESMA clarifies trading obligation for shares

    Published: 17 Nov 2017

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.  Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com ________________________________________ MiFID II Event Claire Cummings wil...

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  • Legal Shorts 10.11.17 including MiFID II Event and MiFID II: FCA guidance on trading venue notifications

    Legal Shorts 10.11.17 including MiFID II Event and MiFID II: FCA guidance on trading venue notifications

    Published: 10 Nov 2017

    Trouble viewing this email? Read it online Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.   Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com MiFID II Event Clair...

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  • Legal Shorts 03.11.17 including GDPR Podcast and AIFMs within the scope of MiFID II

    Legal Shorts 03.11.17 including GDPR Podcast and AIFMs within the scope of MiFID II

    Published: 03 Nov 2017

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.  Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com ________________________________________ GDPR Podcast A podcast of our webi...

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  • Legal Shorts 27.10.17 including MiFID II: ESMA agrees FCA position limits and MiFID II: ESMA publishes responses to consultation on suitability requirements

    Legal Shorts 27.10.17 including MiFID II: ESMA agrees FCA position limits and MiFID II: ESMA publishes responses to consultation on suitability requirements

    Published: 27 Oct 2017

    ________________________________________ Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.  Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com ______________________________________...

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  • Legal Shorts 20.10.17 including FCA launches asset management authorisation hub and ESMA launches MiFID II and MAR data system

    Legal Shorts 20.10.17 including FCA launches asset management authorisation hub and ESMA launches MiFID II and MAR data system

    Published: 20 Oct 2017

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.  Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com ________________________________________ FCA launches asset management authori...

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  • Legal Shorts 06.10.17 including FCA speech on investment and asset management regulation

    Legal Shorts 06.10.17 including FCA speech on investment and asset management regulation

    Published: 06 Oct 2017

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.   Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com FCA speech on investment and asset management regulation The FCA h...

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  • Legal Shorts 15.09.17 including HMRC: guidance on the office of failing to prevent facilitation of tax evasion

    Legal Shorts 15.09.17 including HMRC: guidance on the office of failing to prevent facilitation of tax evasion

    Published: 15 Sep 2017

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.   Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com HMRC:  guidance on the office of failing to prevent facilitation...

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  • Legal Shorts 08.09.17 including event in New York and MiFID II: AFME opinion on share trading obligation

    Legal Shorts 08.09.17 including event in New York and MiFID II: AFME opinion on share trading obligation

    Published: 08 Sep 2017

    Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com EVENT IN NEW YORK Claire Cummings will be speaking at a panel discussion in the US on ‘Differences in Marketing to US and UK Investors’ to be held jointly by Cummings, Portman Compliance, Alston & Bird, Adherence, LLC and Peregrine Communications. The event will be held at the offices of Alston & Bir...

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