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  • Legal Shorts 04.08.17 including MiFID II: FCA announces opening of passporting gateway and FCA consultation on client money and unbreakable deposits

    Legal Shorts 04.08.17 including MiFID II: FCA announces opening of passporting gateway and FCA consultation on client money and unbreakable deposits

    Published: 04 Aug 2017

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.   Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com MiFID II: FCA announces opening of passporting gateway The FCA ann...

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  • Legal Shorts 14.07.17 including MiFID II: RTS and ITS on acquisition of an investment firm and MiFID II: ESMA updates Q&As

    Legal Shorts 14.07.17 including MiFID II: RTS and ITS on acquisition of an investment firm and MiFID II: ESMA updates Q&As

    Published: 14 Jul 2017

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.   Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com MiFID II: RTS and ITS on acquisition of an investment firm The Eur...

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  • Equity Issues 10.07.17 - ESMA consultations on Prospectus Regulation

    Equity Issues 10.07.17 - ESMA consultations on Prospectus Regulation

    Published: 10 Jul 2017

    Welcome to EQUITY ISSUES, a short note on a relevant issue in the private equity and venture capital industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.   Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com EQUITY ISSUES    &#...

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  • Legal Shorts 07.07.17 including MiFID II: FCA final policy statement and MiFID II: ESMA opinion on transitional transparency calculations

    Legal Shorts 07.07.17 including MiFID II: FCA final policy statement and MiFID II: ESMA opinion on transitional transparency calculations

    Published: 07 Jul 2017

    Trouble viewing this email? Read it online Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.   Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com MiFID II: FCA final pol...

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  • Legal Shorts 15.06.17 including MiFID II: Pre- and post-trade transparency requirements update

    Legal Shorts 15.06.17 including MiFID II: Pre- and post-trade transparency requirements update

    Published: 16 Jun 2017

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.   Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com MiFID II: Pre- and post-trade transparency requirements update The...

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  • Legal Shorts 09.06.17 including Brexit: Euro derivatives clearing and MiFID II: ESMA final report on product governance

    Legal Shorts 09.06.17 including Brexit: Euro derivatives clearing and MiFID II: ESMA final report on product governance

    Published: 09 Jun 2017

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.   Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com Brexit: Euro derivatives clearing The Futures Industry Association...

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  • Equity Issues 02.06.17 - CMU: Agreement reached on venture capital rules

    Equity Issues 02.06.17 - CMU: Agreement reached on venture capital rules

    Published: 05 Jun 2017

    Welcome to EQUITY ISSUES, a short note on a relevant issue in the private equity and venture capital industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.   Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com EQUITY ISSUES CMU: Agreement reach...

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  • Legal Shorts 02.06.17 including Brexit: European Commission draft papers on Article 50 negotiations and Brexit: ESMA opinion on supervisory convergence

    Legal Shorts 02.06.17 including Brexit: European Commission draft papers on Article 50 negotiations and Brexit: ESMA opinion on supervisory convergence

    Published: 02 Jun 2017

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.   Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com Brexit: European Commission draft papers on Article 50 negotiations&#...

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