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  • Legal Shorts 21.04.17 including MiFID II: European Parliament concerns about SIs and EMIR: ESMA opinion on portfolio margining

    Legal Shorts 21.04.17 including MiFID II: European Parliament concerns about SIs and EMIR: ESMA opinion on portfolio margining

    Published: 21 Apr 2017

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.  Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com ________________________________________ MiFID II: European Parliament concern...

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  • Legal Shorts 07.04.17 including Government publishes White Paper on Brexit and MiFID II: FCA policy statement on implementation

    Legal Shorts 07.04.17 including Government publishes White Paper on Brexit and MiFID II: FCA policy statement on implementation

    Published: 07 Apr 2017

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.  Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com ________________________________________ Government publishes White Paper on ...

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  • Equity Issues 20.03.17 - Shareholder Rights Directive

    Equity Issues 20.03.17 - Shareholder Rights Directive

    Published: 20 Mar 2017

    Welcome to EQUITY ISSUES, a short note on a relevant issue in the private equity and venture capital industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.  Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com ________________________________________ EQUITY ISSUES Shareholder Rights Dire...

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  • Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry.

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry.

    Published: 17 Mar 2017

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.  Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com ________________________________________ FCA updates Connect webpage on MiFID ...

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  • Published: 13 Mar 2017

    Welcome to EQUITY ISSUES, a short note on a relevant issue in the private equity and venture capital industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.  Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com ________________________________________ EQUITY ISSUES Private Equity Reportin...

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  • Equity Issues 13.03.17 - Private Equity Reporting Group updates guidance on good practice reporting

    Equity Issues 13.03.17 - Private Equity Reporting Group updates guidance on good practice reporting

    Published: 13 Mar 2017

    Welcome to EQUITY ISSUES, a short note on a relevant issue in the private equity and venture capital industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.  Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com ________________________________________ EQUITY ISSUES Private Equity Reportin...

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  • Legal Shorts 03.03.17 including Spring Budget 2017 and FCA concerns regarding best execution

    Legal Shorts 03.03.17 including Spring Budget 2017 and FCA concerns regarding best execution

    Published: 10 Mar 2017

    Welcome to Legal Shorts, a short briefing on some of the week’s developments in the financial services industry. If you would like to discuss any of the points we raise below, please contact me or one of our other lawyers.  Claire Cummings 020 7585 1406 claire.cummings@cummingslaw.com www.cummingslaw.com  ________________________________________ Spring Budget 2017 The Chance...

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  • Equity Issues 06.03.17 - Financial Reporting Council to review UK Corporate Governance Code

    Equity Issues 06.03.17 - Financial Reporting Council to review UK Corporate Governance Code

    Published: 06 Mar 2017

    EQUITY ISSUES Financial Reporting Council to review UK Corporate Governance Code The Financial Reporting Council (FRC) has announced plans for a fundamental review of the UK Corporate Governance Code. The review will take account of work done by the FRC on corporate culture and succession planning and the issues raised in the government’s Green Paper and the BEIS Select Committee inquiry, pub...

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